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In developing special collections policy, it is customary to connect the areas
of reference services and access. Reference and access are often associated
because reference assistance is critical to obtaining access to information in the
broad intellectual sense. They are connected for administrative reasons, too,
since the responsibility for administering and explaining access policies to users
is usually a reference function. In the St. Louis Room, as in most other
repositories, it is the reference assistant who directly provides the patron with
physical access to the material in the reading room. Yet in spite of these
close connections, reference and access are two very different and distinct areas
of policy.
Providing reference service in the St. Louis Room is an interactive process.
It requires the staff to mediate among the users, the policy, the finding aids, and the
materials themselves. The St. Louis Room reference policy indicates who may use
the materials deposited in the St. Louis Room and how these materials may be used.
Its purpose is to allocate St. Louis Room resources for patron service in accordance with
our mission as fairly as possible while protecting the materials from physical harm or
damage.
The access policy, although certainly related to the reference policy, has a different
purpose. The access policy attempts to mediate the patron's desire to see, study,
and use information in materials held by the St. Louis Room with the need to protect some
kinds of information from premature or inappropriate disclosure. Rather than focusing
on "who" may use materials and "how" they can use them as indicated by
the reference policy, the access policy defines "what" materials may be used and
"when" they can be used.
In developing its access policies, the staff of the St. Louis Room has considered the
concepts of right to know, privacy, confidentiality, and equality of access. Some
of these concepts are embodied in law, while others are reflected in deeds of gift,
transmittal agreements, or in professional ethical norms. The St. Louis Room
access policies are written in consultation with all interested and affected parties,
applying relevant laws, in the context of the mission and resources of the St. Louis Room.
REFERENCE
All processed or cataloged and unrestricted collections or items in the St. Louis
Room are open to anyone who demonstrates a legitimate research or information need that
might be satisfied by the collections. The primary responsibility of the staff of
the St. Louis Room, however, is to serve the needs of the faculty, staff, students, and
alumni of Saint Louis University. Responding to the needs of outside scholars and
the general public is important, but it is a secondary responsibility. Information
and research requests involving items in the St. Louis Room may be made in person, by
letter, by telephone, or electronically.
IN PERSON—Any researcher who comes to the St. Louis Room to use its collections is
required to complete a patron registration form upon entering the room. This
registration process involves presenting photo identification and providing one's name,
affiliation, and purpose or subject of research. In addition, the patron agrees
to abide by generally accepted standards and principles regarding the proper use and
handling of archival and rare book materials.
[Below are these standards and principles.]
| 1. |
Bags, briefcases, purses, and other containers should be placed away from the
research table. |
| 2. |
To avoid marks on documents and books, ink pens are not to be used in the
reading room. Only pencils and lap top computers are permitted. |
| 3. |
All documents and books must be used in the reading room. They may
not be checked out. |
| 4. |
Eating, drinking, and smoking are prohibited in the research area. Talking
should be kept to a minimum. |
| 5. |
Requests for material should be made to the St. Louis Room staff. Please
provide sufficient information (call number, author, title, collection, etc.)
to assist in retrieving the appropriate items. |
| 6. |
All material should be handled with care to ensure its preservation. Pages
should be turned carefully and no marks should be made on the material.
The order of unbound material should not be disturbed. In certain cases, patrons
may be required to use microfilm copies of items. |
| 7. |
Requests for photocopies will be granted only if the copying can be done without
damaging the material and it does not violate access restrictions or copyright
law. [See "Photocopies" policies in the "Services" section for specific rules
regarding photocopying material.] |
| 8. |
Permission to use material is not an authorization to publish. Securing
permission to publish is the responsibility of the patron. |
BY LETTER—Requests by mail for information either about or in the St. Louis Room
collections are welcome. Please read the policies in the "Services" section.
Provide in the letter as much information as possible about the subject of a request.
Notification of receipt of a request will be sent with a postcard. Please allow four
weeks for a response.
BY PHONE—Telephone requests for information either about or in the St. Louis Room
collections are welcome. Please read the policies in the "Services" section.
For every telephone request received, a written request form is completed. Please
provide staff with as much information as possible about the subject of a request.
Please allow four weeks for a response.
ELECTRONICALLY—Requests by E:Mail for information either about or in the St. Louis Room
collections are welcome. Please read the policies in the "Services" section. Please provide
staff with as much information as possible about the subject of a request. Notification
of receipt of request will be sent via E:Mail. Please allow four weeks for a response.
ACCESS
A separate access policy exists for each of the three functional components of the
St. Louis Room.
1. The Archives
University Records--Access to the non-active records of Saint Louis University
deposited in the University Archives is determined according to the following criteria:
- All relevant federal and state laws--The most important federal law affecting access to
university records is The Family Educational Rights and Privacy Act (FERPA) of 1974.
Other than directory type information, no office in the University is permitted to disclose
information from a student's education records without the permission of the student or
his/her parents. The Saint Louis University Archives actually has few records for
students attending Saint Louis University after 1920. Any requests for education
records for a student attending after 1920 should be made to the Office of the University
Registrar. Those records of students attending Saint Louis University before 1920 and
deposited in the Archives are more than seventy-five years old and may be accessed by a
researcher with a legitimate purpose.
- The conditions of the transmittal agreement--At the time of the transfer of any university
records to the Archives, the transmitting office and the Archives discuss the content of
the records and complete a transmittal agreement on which any access restrictions are
noted.
- The "Ten Year/Current President Rule"--It is the policy of the Archives that
no University records less than ten years old or created during the term of the current
University President may be accessed. This rule applies even if the transmitting
office did not impose any access restrictions at the time of transfer.
- Professional judgment of the archivist--One of the archivist's professional responsibilities
is to regularly review the contents of collections. This review is intended not only
to monitor the physical condition of the items, but also to evaluate the relationship between
access to the collection and the issues of personal privacy and confidentiality. Thus,
the St. Louis Room may restrict access to items in a collection if the archivist believes
that permitting such access would violate the rights to privacy or confidentiality of an
individual represented in the collection.
- Physical condition of the records--The St. Louis Room does reserve the right to set
limits on or prohibit access to an item because of its physical condition.
- Any access decision or judgment may be appealed in writing to the University Librarian.
Personal Papers and Manuscripts--Access to collections of personal papers and
manuscripts deposited in the University Archives is determined according to the
following criteria:
- All relevant federal and state laws
- The conditions of the donor agreement/deed of gift--At the time a gift of a
collection of personal papers is being negotiated, the donor and the Archives
discuss the content of the papers and indicate on the donor agreement what
conditions or access restrictions are to be placed on the gift.
- Professional judgment of the archivist--One of the archivist's professional
responsibilities is to regularly review the contents of collections. This
review is intended not only to monitor the physical condition of the items, but
also to evaluate the relationship between access to the collection and the issue
of personal privacy and confidentiality. Thus, the St. Louis Room may
restrict access to items in a collection if the staff believes that permitting
such access would violate the rights to privacy or confidentiality of an individual
represented in the collection.
- Physical condition of the papers--The St. Louis Room does reserve the right to set
limits on or prohibit access to an item because of its physical condition.
- Any access decision or judgment may be appealed in writing to the University Librarian.
2. The Library
Virtually all of the material in the St. Louis Room Library are either printed
books or serials. The nature of books and serials is that they are published
items intended for both distribution to and use by the general public. Thus
access to most items in the library component of the St. Louis Room is unrestricted.
The St. Louis Room does reserve the right, however, to set limits on or prohibit access
to an item because of its physical condition. It is also possible that the donor
of a particular item or collection might place some type of access restriction on an
item. Any such restrictions will be indicated on the donor agreement.
3. The Museum
Access to the objects comprising the St. Louis Room's small museum collection is
determined according to the following criteria:
- The conditions of the donor agreement/deed of gift--At the time a gift of an
object or a collection of personal papers or records containing an object is
being negotiated, the donor or transmitter and the Archives discuss the nature
of the object and indicate on the donor agreement what conditions or access
restrictions are to be placed on the gift.
- Professional judgment of the archivist--One of the archivist's professional
responsibilities is to regularly review the contents of collections, including
collections of objects. This review is intended not only to monitor the
physical condition of the items, but also to evaluate the relationship between
access to the object and the issue of personal privacy and confidentiality.
Thus, the St. Louis Room may restrict access to an object if the staff believes
that permitting such access would violate the rights to privacy or confidentiality
of an individual represented by the object.
- Physical condition of the object--The St. Louis Room does reserve the right to set
limits on or prohibit access to an item because of its physical condition.
- Any access decision or judgment may be appealed in writing to the University Librarian.
Generally, objects in museum collections are intended to be viewed by the public
with few, if any, access or viewing restrictions. |